The Number Floor(n!/e) Is Even
Abstract. There’s a proof in this YouTube video.
We’ll prove it combinatorially instead.
You should probably go watch that video first to get an idea of the proof provided by Michael Penn.
Basically it boils down to writing down the series $\frac{1}{e} = \sum_{m \geq 0} \frac{(-1)^m}{m!}$ and going from there, doing a little algebraic manipulation which is very common especially when coming up with a formula for the number of derangements of a set:
We actually don’t care TOO much about this formula other than the following manipulation.
\[\begin{align*} D_n &= \sum_{m=0}^n \frac{n!}{m!} (-1)^m\\ &= n! \sum_{m=0}^n \frac{(-1)^m}{m!}\\ &= n! \left(\frac{1}{e} - \sum_{m=n+1}^{\infty} \frac{(-1)^m}{m!}\right)\end{align*}\]The last tail sum there will be vanishingly small - at most $1/(n+1)!$ in absolute value, since it’s an alternating sum. If $n+1$ is even (equivalently $n$ is odd), the sum $\sum_{m=n+1}^{\infty} \frac{(-1)^m}{m!}$ will be positive, and then $D_n = \lfloor n!/e \rfloor$. If $n+1$ is even though, the sum will be negative, and so $D_n = 1 + \lfloor n!/e \rfloor$.
So the problem we care about can be expressed as follows in terms of $D_n$:
Problem. If $n$ is odd, then $D_n$ is even. If $n$ is even, then $D_n$ is odd.
Michael’s proof does this algebraically, which is fine, but this problem reminded me of a nice paper I read once about the usage of involutions1 in evaluating alternating sums using combinatorial techniques. We won’t exactly follow that paper but you should go read it anyways.
We’re going to write $\sigma$ for a permutation of the set $\lbrace 1, 2, \ldots, n \rbrace$.
Derangements are those permutations $\sigma$ for which $\sigma(i) \neq i$ for all $i$.
The idea of the proof will be to construct an involution $f$ on the set of derangements of $n$. In other words, we’ll be pairing up the elements we’re counting in $D_n$. If $f$ has no fixed points with $f(\sigma) = \sigma$, we will have shown that $D_n$ is even, and if otherwise $f$ has an odd number of fixed points, we’ll have shown that $D_n$ is odd. That’s our strategy, coming up with a nice involution here is the rest of the proof.
We’ll be thinking in terms of the cycles in a permutation $\sigma$, and we’ll be tweaking those to make a new permutation $f(\sigma)$. Remember that we’re permuting the set $\lbrace 1, 2, \ldots, n \rbrace$.
Look at the cycle containing $1$. Say it looks like $(1, 5, 3, 4)$ for example.
Replace this with the cycle $(1, 4, 3, 5)$ - just reverse the whole cycle.
This gives you a new permutation which is also a derangement of $n$, call this $f(\sigma)$.
When is this not defined? The only issue is when the cycle containing $1$ remains the same when you reverse it, which only happens if it looks like $(1, 5)$ or something else of length two. When that happens, just pick the next smallest integer up to $n$ not represented in a cycle of length two and try again.
For example in the permutation $\sigma = (1, 5)(2, 3, 4)$ we would have $f(\sigma) = (1, 5)(2, 4, 3)$. So now we’ve extended the definition of our involution, but there are still issues.
What if all of the cycles have length two?2 First off, we’d automatically have that $n$ is even there. So if $n$ is odd, the involution is always defined, so $D_n$ is even. Half of the problem is finished here.
In the case that $n$ is even, we need to try to extend the definition of our involution even further.
Suppose that $1$ and $2$ are in different cycles.
Then you can switch their partners to make a new derangement.
For example, for $\sigma = (1, 5)(2, 3)(4, 6)$, we would have $f(\sigma) = (1, 3)(2, 5)(4, 6)$ and we’re happy.
This breaks when $1$ and $2$ are together, but then just look at $3$ and $4$ instead.
For example then for $\sigma = (1, 2)(3, 5)(4, 6)$ we would have $f(\sigma) = (1, 2)(3, 6)(4, 5)$.
You can check that $f(f(\sigma)) = \sigma$ as we desire.
This still breaks - keep on looking at pairs $1, 2$, then $3, 4$, then $5, 6$, until you’ve gone up to $n-1, n$.
This leads us to a single derangement for which our involution is undefined, the permutation
For this one we just write $f(\sigma) = \sigma$ which will be the unique fixed point of our involution.
So if $n$ is even, there is a single fixed point, and since $1$ is odd, so is $D_n$.
Here’s an example for $n = 4$.
\[\begin{align*} (1234) &\xrightarrow{f} (1432)\\ (1324) &\xrightarrow{f} (1423)\\ (1243) &\xrightarrow{f} (1342)\\ (13)(24) &\xrightarrow{f} (14)(23)\\ (12)(34) &\xrightarrow{f} (12)(34) \end{align*}\]Only the derangement $\sigma = (12)(34)$ is mapped to itself here, and the rest are set in pairs $(\sigma, f(\sigma))$.
So the number of derangements $D_4$ is odd.
Quick note. I’ve been working on multiplicative sums 2 and some more density stuff but I’ve been a little busy and it’s taking more time than expected. They’re coming at some point though. This was a nice short post to fill a little gap. Thanks to my friend shawkattack for showing me the original video on this and talking with me about it.
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An involution is a bijective map from a set to itself, which is its own inverse. In other words, it’s a way to pair up elements of a set (potentially pairing an element with itself). ↩
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One can elementarily count that the total number of such involutions is $(n-1) \cdot (n-3) \cdot \ldots \cdot 3 \cdot 1$ which is odd. So we can just let $f(\sigma) = \sigma$ for these, the number of fixed points is odd, and so $D_n$ is odd. But we’ll show it by extending the involution itself and not by counting, just to show the method works. ↩